With over 20 years of trading experience (150+ years of knowledge with the team), COMSURE has developed assessment methods to evaluate analyst skills through practical scenarios and theoretical knowledge.
We can quickly deploy and scale services, supported by a network of verified analysts, flexible data solutions, and senior management involvement, enabling efficient service implementation. This scalability ensures that our services can adapt to your business's changing needs.
What we can offer includes:-
Onboarding – The Essentials
- The information gathered from your new customers, along with current customers' maintenance, is the cornerstone of your AML/CFT/CPF compliance program. It enables your business to accurately assess potential financial crime risks associated with each relationship and implement monitoring measures that align with those risks.
- Our experienced teams excel in handling CDD data in various formats—whether hard copy, scanned, or digitised—ensuring that the review and evaluation processes are conducted efficiently and in strict compliance with your AML/CFT/CPF procedures.
- This efficiency minimises operational friction and allows your business to operate smoothly.
Look Backs, Reviews, and Remediation
- Whether you are an established financial institution looking to refresh or remediate CDD across specific business lines, or a scaling business needing to catch up on CDD reviews, or remediating a regulatory visit, our expert teams are here to support you.
- We collaborate closely with our clients, applying a strategic approach to planning and executing review work, ensuring it is done right the first time.
- With extensive experience working with firms under regulatory scrutiny, we provide the necessary support to help our clients meet agreed deadlines and deliverables.
Specialist EDD
- Whether CDD are conducted for onboarding or periodic review purposes, our team understands the critical importance of accuracy and efficiency in Enhanced Due Diligence (EDD), Simplified Due Diligence (SDD) and acceptable exemptions from CDD requirements
- Our analysts are adept at identifying, assessing, and clearly articulating the relevance and impact of changes to a customer’s risk profile on existing risk ratings.
- Our extensive experience with customers, including Politically Exposed Persons (PEPs) and those from high-risk jurisdictions, equips us with a strong understanding of the CDD regulatory requirements that apply to these cases.
Complex Customers
- We collaborate with financial institutions that serve corporate clients, including SMEs, global corporations, and sophisticated wealth management arrangements.
- These often involve complex structures comprising various legal entities and arrangements, including companies, special purpose vehicles, and settled trusts across multiple jurisdictions.
- Our tailored support for these complex clients ensures their unique needs are understood and catered to.
- Our team of CDD specialists possesses in-depth knowledge of the enhanced requirements applicable to these customers and the rationale behind their complex structures.
Client-Centric Work Product
- We design and operationalise our team’s activities to integrate seamlessly with our clients’ CDD workflows, minimising internal friction with their day-to-day operations.
- We establish clear communication channels with our clients’ financial crime prevention teams and AML Officers: MLCOs/MLROs/MLPOs, ensuring continuous transparency regarding the CDD work we support.
Acquisitions, Migrations, and Transfers
- Business decisions that alter a firm’s customer base can inadvertently trigger the need to review affected customers' CDD information to comply with local AML/CFT/CPF requirements.
- Our experienced reviewers work with clients on a time-sensitive basis to ensure that CDD customer reviews are conducted, gaps are identified, and discrepancies are resolved collaboratively with their AML and front-line teams.
Would you be ready to Get Started?
- Contact Mathew, Bart, or Sam today to schedule your free review and discover how Comsure RiskShield can protect your business.
📩 DM us or email [yes@comsuregroup.com] to book your session now!
- Mathew Beale <Mathew@comsuregroup.com>
- Bart Wijsmuller | Comsure <bart.wijsmuller@comsuregroup.com>;
- Samuel Hurley | Comsure <samuel.hurley@comsuregroup.com>;
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