Transaction Monitoring Assessment
Evaluate your transaction monitoring capabilities
16 questions • 10-15 min
This assessment evaluates your organisation's transaction monitoring framework, including detection capabilities, alert management, system configuration, and governance. It provides insights into your current maturity level and identifies key areas for enhancement.
Instructions
- Answer all questions honestly based on your organisation's current practices
- Select the option that most closely matches your situation
- Complete all sections to receive a comprehensive evaluation
- Your answers are confidential and not stored on our servers
About This Self-Assessment
This tool helps institutions evaluate their transaction monitoring framework based on common regulatory expectations and industry best practices (e.g., FATF, Wolfsberg AML Screening, Monitoring and Searching). It covers key areas like monitoring system capabilities, scenario design and tuning, alert management, and effectiveness measurement.
Disclaimer: This is a self-assessment tool for informational purposes only and does not constitute legal or regulatory advice. Your responses are processed locally in your browser and are not stored or transmitted. For a comprehensive review, consult with compliance experts or request a personalised demo of iTrack.
Assessment Sections
Detection Capabilities
This section evaluates your organisation's ability to detect suspicious transactions and patterns.
What type of transaction monitoring system does your organisation use?
How comprehensive is your transaction monitoring coverage across different transaction types and channels?
Consider whether all transaction types, channels, and customer segments are monitored.