Regulatory Reporting Assessment
Evaluate your regulatory reporting processes
15 questions • 12-14 min
This assessment evaluates your organisation's regulatory reporting framework, including suspicious activity reporting, timeliness and accuracy of filings, supporting documentation, and understanding of regulatory requirements. It provides insights into your current maturity level and identifies key areas for enhancement.
Instructions
- Answer all questions honestly based on your organisation's current practices
- Select the option that most closely matches your situation
- Complete all sections to receive a comprehensive evaluation
- Your answers are confidential and not stored on our servers
About This Self-Assessment
This tool helps institutions evaluate their regulatory reporting framework based on common regulatory expectations and industry best practices (e.g., FATF, local FIU requirements). It covers key areas like suspicious activity reporting (SAR/STR), timeliness and accuracy, process documentation, and regulatory compliance.
Disclaimer: This is a self-assessment tool for informational purposes only and does not constitute legal or regulatory advice. Your responses are processed locally in your browser and are not stored or transmitted. For a comprehensive review, consult with compliance experts or request a personalised demo of iTrack.
Assessment Sections
Suspicious Activity Reporting
This section evaluates your organisation's processes for identifying, investigating, and filing suspicious activity reports.
How does your organisation identify potentially suspicious activities that may require SAR filing?
What is your organisation's approach to investigating potentially suspicious activities?
How is the decision to file a SAR made within your organisation?
How does your organisation ensure the quality and completeness of SAR narratives?
Consider review processes, templates, and quality control measures.